Lo, Chris Tsz On 盧子安

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SFC roles

Organisation Position From Until
1 BUSINESS SECURITIES LIMITED Resp OffResponsible Officer 2024-05-17
2 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED RepRepresentative 2004-08-12
Resp OffResponsible Officer 2004-08-12 2014-01-23
3 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED RepRepresentative 2004-08-12
Resp OffResponsible Officer 2004-08-12 2014-01-23
4 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED RepRepresentative 2004-08-12
Resp OffResponsible Officer 2004-08-12 2014-01-23
5 Emperor Asset Management Limited RepRepresentative 2023-06-14 2024-04-12
6 EMPEROR FUTURES LIMITED RepRepresentative 2023-06-14 2024-05-03
7 EMPEROR SECURITIES LIMITED (HK) RepRepresentative 2023-06-14 2023-09-29
Resp OffResponsible Officer 2023-09-29 2024-04-17
RepRepresentative 2024-04-17 2024-05-03
8 Hong Kong Stock Link Securities Limited Resp OffResponsible Officer 2018-03-07 2023-05-19
9 KGI ASIA LIMITED RepRepresentative 2014-03-17 2014-05-29
Resp OffResponsible Officer 2014-05-29 2015-11-16
RepRepresentative 2015-11-16 2016-10-08
10 KGI FUTURES (HONG KONG) LIMITED RepRepresentative 2014-03-17 2014-05-29
Resp OffResponsible Officer 2014-05-29 2015-11-16
RepRepresentative 2015-11-16 2016-10-08
11 KGI SECURITIES (HONG KONG) LIMITED RepRepresentative 2014-03-17 2014-05-29
Resp OffResponsible Officer 2014-05-29 2015-11-16
RepRepresentative 2015-11-16 2016-10-08

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